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TD Ameritrade Holding Corp. will reimburse about $10 million to customers to settle Securities and Exchange Commission charges that it misled them about the safety of a money market mutual fund.
The SEC announced the settlement Thursday after accusing TD Ameritrade of failing to reasonably supervise sales representatives who mischaracterized the Reserve Yield Plus Fund as being as safe as cash or having guaranteed liquidity. Get the full story »
TD Ameritrade Holding Corp. said Tuesday that it had resolved technology issues that slowed trading and other functions on its Thinkorswim derivatives platform.
The retail brokerage cited a problem with one of Thinkorswim’s market-scanning functions, which affected customers Monday and resurfaced shortly after the open Tuesday. Get the full story »
